CF1 - UK Financial Services, Regulation and Ethics Revision Course

Agenda

• UK financial services industry
• The different asset classes and product types
• The advice-giving process and areas covered
• Regulatory processes, various rules and legislation governing the UK financial services industry
• Regulator’s powers and responsibilities
• Impact on individuals and firms of these regulators’ powers

 

Workshop format

This workshop is delivered online, via Zoom over two half days (09:30 - 12:30 - UK) on either:

11 & 12 June 2025 OR 21 & 22 October 2025

Your trainer is highly experienced and qualified in the subject matter, and as importantly, in how to deliver an effective and productive online interactive training session, ensuring all candidates are fully engaged and maximise the learning experience. 

Your workshop will be interactive, with the use of screen share, virtual whiteboards, polls/quizzes and breakout rooms for smaller group discussions. You will also receive a recording of the entire workshop post course, along with all supporting documents used.  

The maximum continuous screen time during any session will be 45 minutes and the day will have plenty of breaks.  

 

Price

• Members: £169
• Non-members: £219

 

How to book

To register for this course, please complete the below form: 

For enquiries about this course, please email to: business.enquiries@cii.co.uk

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Please note: courses are sold on a first come first serve basis, and therefore availability may change, depending on the number of bookings received. Once a course becomes full, the above date will no longer be available, and new dates will be published.

We reserve the right to postpone the above course dates, subject to a minimum number of course bookings received. Your booking will only be confirmed, once payment has been processed and you receive a booking confirmation email from the training team.

Can't attend on this date? Register your interest in other training courses and future dates.

Please ensure you refer to our terms and conditions before booking on to any of our training courses. By booking on to this course, you are agreeing to our terms and conditions and for your information to be shared with our training provider.