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Investment and securities


Certificate in Investment Operations
The level 3 Certificate in Investment Operations is an introductory qualification that helps you gain the essential knowledge and skills you’ll need if you work with investments in an operational role. You’ll develop a general understanding of financial services, and gain practical insight into the area of investment operations you choose.

Certificate in Securities Advice and Dealing
The Level 4 Certificate in Securities Advice and Dealing satisfies the FCA’s qualification requirements for anyone advising on or dealing in securities. Candidates will develop in-depth knowledge of investments and securities products, the UK taxation system and considerations for appropriate investment recommendations. The Certificate is ideal for anyone seeking to advise or deal in securities and anyone working in related support roles looking to develop knowledge of the market.

Certificate in Discretionary Investment Management
The Level 4 Certificate in Discretionary Investment Management develops the wealth strategy and portfolio management skills required for effective discretionary investment management. It also satisfies the FCA’s qualification requirements for this class of business.

Your membership Society

The Personal Finance Society is the professional body in the UK for the personal finance profession.

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