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UK financial services, regulation & ethics

CF1 (15 CII credits – Certificate level)

The objective of this unit is to develop an understanding of the financial services industry including regulation and legislation.

Download 2019/20 syllabus (PDF)

Download 2019/20 exam guide (PDF)

Download 2020/21 syllabus (PDF)

Download 2020/21 exam guide (PDF)

Assessment 

  • 2 hour exam
  • 100 multiple choice questions
  • 70% nominal pass mark (the actual pass mark may vary from one session to another to ensure consistency in pass standards)
  • The pass rate for those completing the unit is currently 60%

Recommended study hours: 60 (will vary depending on your experience and ability)

Prepare for success with Enrolment plus

Improve your chances of exam success with Enrolment plus and receive extra CF1 revision aids with your enrolment.

Save while you study: Members save £61 purchasing extra revision aids with Enrolment plus. Non-members save £66.

Printed and digital options

*** Click here for an important notice for international deliveries ***

By purchasing the ‘Printed and digital’ option, you will incur an additional charge for postage and packaging:

£7 per order: UK, Channel Isles, Isle of Man, Republic of Ireland, Malta and Gibraltar.

£15 per order: All other countries.

For more information on Digital-only options, please visit: 'Digital Only' FAQ's

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Exchange rate guide

Enrolment plus – 2020–21 edition (applicable to exams sat 01 Sep 20 to 31 Aug 21)

Information Study text, exam entry and additional revision aids **Availability - Please see invididual products for dates**

  • Non-members £254.00
  • Members £209.00

Enrolment plus – 2019–20 edition (applicable to exams sat 01 Sep 19 to 31 Aug 20)

Information Study text, exam entry and additional revision aids

  • Non-members £254.00
  • Members £209.00

Enrolment – 2020–21 edition (applicable to exams sat 01 Sep 20 to 31 Aug 21)

Information Study text and exam entry

  • Non-members £199.00
  • Members £163.00

Enrolment – 2019–20 edition (applicable to exams sat 01 Sep 19 to 31 Aug 20)

Information Study text and exam entry

  • Non-members £199.00
  • Members £163.00

Revision aids – 2020–21 edition (applicable to exams sat 01 Sep 20 to 31 Aug 21)

Information Key facts booklet (Digital only)

  • Non-members £36.00
  • Members £31.00

Information Key facts booklet (Printed and digital)

  • Non-members £36.00
  • Members £31.00

Information Knowledge Checker

  • Non-members £36.00
  • Members £31.00

Information E-learn **Availability - 30 Sep 20**

  • Non-members £51.00
  • Members £46.00

Revision aids – 2019–20 edition (applicable to exams sat 01 Sep 19 to 31 Aug 20)

Information Key facts booklet (Digital only)

  • Non-members £36.00
  • Members £31.00

Information Key facts booklet (Printed and digital)

  • Non-members £36.00
  • Members £31.00

Information Knowledge Checker

  • Non-members £36.00
  • Members £31.00
  • Non-members £51.00
  • Members £46.00

Study text renewal

Information Update your study text to the next edition (Digital only)

  • Non-members £41.00
  • Members £31.00

Information Update your study text to the next edition (Printed and digital)

  • Non-members £41.00
  • Members £31.00
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