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Chartered Insurance Institute
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Introduction to compliance -  one day course



There are intrinsic benefits to compliance beyond avoiding fines and penalties; improved communications and overall business practices to name but a few. But what do companies need to comply with and why? This course addresses these questions and gives delegates an essential introduction into the world of compliance.


  • The regulatory background
  • The main stakeholders
  • Duties of a compliance function
  • Putting in place the correct policies and practices
  • Performance monitoring and record keeping.

Learning outcomes

At the end of the course you will be able to:

  • Appreciate the regulatory environment and its impact on the business
  • Recognise how compliance affects the way we do things
  • Understand the importance of keeping accurate records
  • Understand the implications of poor compliance.

Who should attend?

This course will be of benefit to all new staff working in a compliance, audit or risk function. It is also suitable for anyone that wants to understand what compliance is all about.

CPD hours

Attendance of this course awards up to 6 CPD hours where you consider it relevant to your professional development needs.

Book online

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