Cookies on the CII website

By using and browsing the CII website, you consent to cookies being used in accordance with our policy. If you do not consent, you are always free to disable cookies if your browser permits, although doing so may interfere with your use of some of our sites or services. Find out more »

Chartered Insurance Institute
Recently added to my basket
 
Sorry but there was an error adding this to your basket. Please try adding it again
 

Ethical Culture: Developing a culture of responsibility in a regulated environment

Ethical culture: Developing a culture of responsibility in an regulated environment, part of the CII ethical culture series, considers how financial services regulation impacts on the development of an ethical culture. It covers the introduction of the Senior Insurance Managers Regime and the Senior Managers & Certification Regime for banking. 

With the culture of financial services organisations a key focus of public and regulatory concerns, our ethical guidance series is intended to provide a helping hand to individuals and firms across insurance and financial services.  The introduction in the UK in March 2016 of the new Senior Managers & Certification Regime (SM&CR - for banking) and Senior Insurance Managers Regime (SIMR- for insurance) brings a renewed focus on culture for firms and personal responsibility for individuals.

Ethical culture: Developing a culture of responsibility in an regulated environment, which is the sixth paper in the CII ethical culture series, considers how financial services regulation impacts on the development of an ethical culture and is an update version of 2013 CII guidance (Ethical culture: securing an ethical culture in a regulated environment.

The other papers in the series are

In addition to our guidance series, we have also produced a pamphlet for practitioners entitled a practical guide to the CII code of ethics. This simple guide provides case studies to illustrate the five principles which underpin the CII's Code of Ethics. Your practical guide: Code of Ethics 

 Pdf icon small   View the attached document »    

Comments

Please sign in to comment on this article