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Policy and Public Affairs

FCA finalised guidance on investment advice boundaries

30 January 2015
Following a guidance consultation in July 2014, the Financial Conduct Authority has issued its finalised considered view on the boundaries between what is and what is not a personal recommendation in the retai ...

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It's the right thing to do: empowering employees to speak up

21 January 2015
Cathy James, Chief Executive of the whistleblowing charity Public Concern at Work describes the all-too-familiar story of genuinely well-me ...

FCA policy statement on the retirement reforms and “pensions guidance”

16 January 2015
An updated briefing reflecting the Treasury's announcement on the public-facing identity of what is called "PensionWise". This note covers ...

Global political risks in 2015 and beyond

09 January 2015
A report, by the CII and Cicero, considering the potential global political and societal risks facing us in 2015 and beyond. It paints a pi ...

The FCA's RDR post-implementation review

05 January 2015
The Financial Conduct Authority (FCA) published its detailed findings on how the investment advice sector is complying with its new Retail ...

EU update: Insurance Mediation Directive update and EIOPA’s third insurance consumer trends report »
A CII briefing on the latest developments in Europe including the Insurance Mediation Directive and EIOPA's third insurance consumer trends report.
CII Public Affairs update winter 2014 edition »
The CII's Public Affairs updates contain news from Westminster and Whitehall, Europe and the regulator. This edition covers the Chancellor's Autumn Statement, the Smith Commission on devolving powers to the Scottish Parliament and the latest on the guidance guarantee.
New regulatory framework for insurance »
As a result of two separate but related developments (Solvency II implementation and consequential changes to banking regulation) the two financial regulators - the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) - have published linked consultation papers setting out suggested changes to significant aspects of insurance regulation. 
Drawdown reviews: providing valuable at-retirement services to customers »
This thinkpiece looks at the current requirements for drawdown reviews and provides insight into how a robust and future-proof process can be developed. It also provides some relevant support material that will help achieve this.
An interview with Caroline Wayman, Chief Ombudsman »
In this 20 minute video interview, Caroline Wayman, chief executive & chief ombudsman at the Financial Ombudsman Service talks to Ant Gould, CII director of faculties about the ombudsman's approach to general insurance. 
Public Interest Awards 2015 shortlist published »
The Chartered Insurance Institute has announced the shortlist for the second annual CII Public Interest Awards, and would like to congratulate all of the finalists following a rigorous judging process. The awards will be presented at a prestigious ceremony on 12 February 2015 at the East Wintergarden in London's Canary Wharf.
Ethical culture: changing the story – reasons to believe »
As part of its continuing series of ethical guidance, the CII has produced a further guidance paper called - 'Changing the story - Reasons to Believe'. As the financial services sector looks at ethical issues and challenges to existing compensation models and the need for leadership and the challenges to measure success for all stakeholders, this paper, authored by Judith Cork, looks at models for strategic culture change.  It presents a model for looking at cultural change, the cultural web and argues that three key elements of the model, the routines and rituals, symbols and stories are probably what makes stakeholders live and believe the visions and values of an organisation.
CII Skills Survey 2014 »
The Chartered Insurance Institute has published its annual general insurance skills survey. The 2014 edition marks the eighth running of the survey which provides the most complete annual set of data on skill levels within the UK insurance market. 
CII report: Bridging the gap. Student attitudes towards careers and insurance »
The CII has produced a report into student attitudes towards their future career prospects and their view of the insurance sector.
CII Public Affairs Update Autumn 2014 edition »
The CII's Public Affairs Updates contain news from Westminster and Whitehall, Europe and the regulator. This edition covers news from the political party conference season, the Taxation of Pensions Bill and the latest on general insurance.
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