Cookies on the PFS website

By using and browsing the PFS website, you consent to cookies being used in accordance with our policy. If you do not consent, you are always free to disable cookies if your browser permits, although doing so may interfere with your use of some of our sites or services. Find out more »

Chartered Insurance Institute
Recently added to my basket
Sorry but there was an error adding this to your basket. Please try adding it again

Financial promotions - half day course


Financial promotions are an inherent part of bringing the financial product and the client together to transact business. As such, it is subject to regulation by the FCA.


  • Impact of principle-based regulation
  • Communications to clients: COB chapter 4
  • Approving financial promotions
  • Invitations and inducements
  • Internet and electric media
  • Compliance oversight and risk management
  • Examples of good and bad practice.

Learning outcomes

  • Examine the implications of principle-based regulations
  • Update your knowledge of COB financial promotions rules
  • Recognise the key differences between financial promotions and other communications
  • Check the effectiveness of your approvals process
  • Understand the implications for the internet and other electronic media.

Who should attend?

Those involved in marketing, product development or compliance, involving the formulation, approval or use of financial promotions, this course is designed to inform you and challenge your current approach.

CPD hours

Attendance of this course awards up to 3 CPD hours where you consider it relevant to your professional development needs.

Book online

Select the arrow on the right, next to the displayed currency to show the price in your preferred currency. Please note that this is only a guide and all payments are currently taken in Pound Sterling (£ GBP) only.
Currency conversion:
Guide exchange rate 0

Sold out!

Scheduled dates for this course have now sold out, please keep checking the website for updates to availability. Dates are added subject to demand and can also be run in-house for corporate clients.