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Chartered Insurance Institute
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Qualification
The RQF level 4 Certificate in Securities Advice and Dealing satisfies the FCA appropriate qualification requirement for those advising or dealing in securities, developing in-depth knowledge of investment and securities products, the UK taxation system and considerations for appropriate investme...
Qualification unit
The objective of this unit is to develop understanding of the features and risks of different securities, the structure and features of the securities market and relevant factors and considerations for appropriate investment recommendations. Download 2017-2018 syllabus » Download 2018-2019 syllab...
CII Library | Book | Published 2016
Presented across two volumes, this annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. It contains a fully updated version of FSMA 2000 together with the statutory instruments made under it, and ...
CII Library | Book | Published 2015
Butterworths Securities & Financial Services Law Handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at t...
CII Library | Book | Published 2014
This new title presents the first comprehensive analysis of the Geneva and Hague Securities Conventions and related initiatives including those of UNCITRAL and regulatory authorities. It explores the international harmonization of the law relating to securities, and identifies issues that have no...
CII Library | Book | Published 2014
Butterworths Securities & Financial Services Law Handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at t...
CII Library | Book | Published 2014
This work covers the main body of community-level legislation regulating the securities markets in Europe, consisting principally of the Prospectus Directive, the Transparency Directive, the Takeover Directive, the Market Abuse Directive and MiFID. It addresses the application of these regulation...
CII Library | Book | Published 2013
Securities Law is a comprehensive treatment of securities regulation, providing you with an in-depth guide to explain how everything works and fits together.Including a full account of the new UK regulatory structure as it applies to securities law, the book also gives you a detailed explanation ...
CII Library | Book | Published 2015
Reinsurance is not complicated but it is full of jargon. This 50 page booklet introduces the key ideas that are necessary to make an informed investment in insurance linked funds. Introduced by the former partner responsible for the Goldman Sachs catastrophe bond business, the guide systematicall...
 
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