Cookies on the CII website

By using and browsing the CII website, you consent to cookies being used in accordance with our policy. If you do not consent, you are always free to disable cookies if your browser permits, although doing so may interfere with your use of some of our sites or services. Find out more »

Advanced search

Recently added to my basket
 
Sorry but there was an error adding this to your basket. Please try adding it again
 
Basket total
 
Home » Training » Compliance and regulatory » Financial promotions
 

Financial promotions

If you are involved in creating and approving advertisements and other communications you will find this half day workshop adds to your knowledge and prompts a fresh look at your approach. Firms will gain real business benefits from sending people from their compliance and marketing areas.

Benefits

  • Examine the impact of PBR and TCF in conjunction with the rules
  • Update and refresh your knowledge of ICOBS/MCOB and COB Financial Promotions rules
  • Review the application of the rules on cold calling
  • Recognise the key differences between promotions and other communications
  • Check the effectiveness of your process for approvals
  • Understand how the rules impact the internet and other electronic media
  • Consider how you can evidence that your promotions present the offer fairly.

Who should attend?

Anyone working in compliance or marketing.

Programme

  • Principle-based regulation, and financial promotions
  • COB chapter 4: Communications to clients, including financial promotions
  • Compliance oversight
  • ICOB chapter 3 and MCOB chapter 3
  • Approving financial promotions
  • Invitations, inducements, and some related problem areas
  • Electronic media
  • Financial promotions ' common problems.

3 CPD hours

Attendance at this event awards up to 3 CPD hours where you consider it relevant to your professional development needs.

Book online

Members
£160.00
Standard
£180.00

Financial promotions

Compliance and regulatory courses

Corporate management
Financial crime (introductory)
Financial promotions
Handling client assets and money (financial services)
Handling client assets and money (insurance)
Information disclosure: DPA and FOI
Introduction to insurance financial and operational risk management
Managing conflicts of interest
Managing the risk of errors and omissions
Preparing for ARROW visits
Regulatory business conduct (Advising, selling and administering)
Responsibilities of approved persons in significant influence functions
Roles within compliance
Solvency II - one day course
Solvency II - two day course
Treating Customers Fairly (TCF)
 
Copyright ©2013 The Chartered Insurance Institute
Follow us
LinkedInTwitterYouTube