Compliance and regulatory

Statutory regulation affects the entire UK insurance and financial services industry, but compliance is not an end in itself. Importantly, it also develops the disciplines and awareness that create efficient, successful businesses.

CII courses cover topical regulatory issues and respond to new areas of concern as and when they arise. Each course helps develop deep knowledge of the impact and purpose of regulation and the steps required to satisfy the regulator's demands and expectations.

The courses are practical, current and delivered by experts and benefit hugely from the live teaching environment, which stimulates active interpretation and understanding of how principles are applied.

"In-depth knowledge and experience of the tutor helped bring scenarios to life." Robert, Marketing and Compliance Officer, Managing conflicts of interest, February 11.

Compliance and regulatory courses

Corporate management

Financial crime (introductory)

Financial promotions

Handling client assets and money (financial services)

Handling client assets and money (insurance)

Information disclosure: DPA and FOI

Introduction to insurance financial and operational risk management

Managing conflicts of interest

Managing the risk of errors and omissions

Preparing for ARROW visits

Regulatory business conduct (Advising, selling and administering)

Responsibilities of approved persons in significant influence functions

Roles within compliance

Solvency II - one day course

Solvency II - two day course

Treating Customers Fairly (TCF)

Solvency II

One and two day courses where you can learn about the new EU Directive, what it means for insurance companies and how to prepare for the changes to financial regulations.

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Compliance and regulatory courses

Solvency II