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Chartered Insurance Institute
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Qualification
The RQF Level 4 Certificate in Securities Advice and Dealing satisfies the FCA's appropriate qualification requirements for those advising, or dealing, in securities, and develops an in-depth knowledge of investment and securities products, the UK taxation system and considerations for appr...
Qualification unit
The objective of this unit is to develop understanding of the features and risks of different securities, the structure and features of the securities market and relevant factors and considerations for appropriate investment recommendations. Download 2017-2018 syllabus »
CII Library | Book | Published 2017
Study text for J12 Securities advice and dealing, 2017-18 edition, by the CII.
CII Library | Book | Published 2016
Presented across two volumes, this annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. It contains a fully updated version of FSMA 2000 together with the statutory instruments made under it, and ...
CII Library | Book | Published 2015
Butterworths Securities & Financial Services Law Handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at t...
CII Library | Book | Published 2014
In this study Marek Dubovec examines contemporary commercial relationships between investors and their intermediaries – relationships based on accounts that hold intangible rights to securities, funds, and commodity contracts. Such accounts have replaced the traditional physical possession and de...
CII Library | Book | Published 2014
Butterworths Securities & Financial Services Law Handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at t...
CII Library | Book | Published 2014
This work covers the main body of community-level legislation regulating the securities markets in Europe, consisting principally of the Prospectus Directive, the Transparency Directive, the Takeover Directive, the Market Abuse Directive and MiFID. It addresses the application of these regulation...
CII Library | Book | Published 2014
This new title presents the first comprehensive analysis of the Geneva and Hague Securities Conventions and related initiatives including those of UNCITRAL and regulatory authorities. It explores the international harmonization of the law relating to securities, and identifies issues that have no...
 
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